{"id":1130,"date":"2016-02-23T10:38:01","date_gmt":"2016-02-23T09:38:01","guid":{"rendered":"http:\/\/efendiev-interim.com\/leistungen\/financial-regulations\/?lang=en"},"modified":"2016-07-31T18:37:50","modified_gmt":"2016-07-31T16:37:50","slug":"financial-regulations","status":"publish","type":"page","link":"https:\/\/efendiev-interim.com\/en\/business-activities\/financial-regulations\/","title":{"rendered":"Financial Regulations"},"content":{"rendered":"<\/div><\/div><\/div><!-- close content main div --><\/div><\/div><div id='av_section_1' class='avia-section main_color avia-section-default avia-no-border-styling av-parallax-section av-section-color-overlay-active avia-bg-style-parallax   av-minimum-height av-minimum-height-25 container_wrap sidebar_right'  data-section-bg-repeat='no-repeat' ><div class='av-parallax' data-avia-parallax-ratio='0.3' ><div class='av-parallax-inner main_color  avia-full-stretch' style = 'background-repeat: no-repeat; background-image: url(https:\/\/efendiev-interim.com\/wp-content\/uploads\/2016\/02\/efendiev-interim-spektrum1310-07.jpg);background-attachment: scroll; background-position: bottom right; ' ><\/div><\/div><div class='av-section-color-overlay-wrap'><div class='av-section-color-overlay' style='opacity: 0.4; background-color: #3f487f; '><\/div><div class='container' ><div class='template-page content  av-content-small alpha units'><div class='post-entry post-entry-type-page post-entry-1130'><div class='entry-content-wrapper clearfix'>\n<div style='padding-bottom:10px; color:#ffffff;font-size:36px;' class='av-special-heading av-special-heading-h1 custom-color-heading blockquote modern-quote modern-centered  av-inherit-size '><h1 class='av-special-heading-tag '  itemprop=\"headline\"  >Financial Regulations<\/h1><div class='special-heading-border'><div class='special-heading-inner-border' style='border-color:#ffffff'><\/div><\/div><\/div>\n<\/div><\/div><\/div><!-- close content main div --><\/div><\/div><\/div><div id='after_section_1' class='main_color av_default_container_wrap container_wrap sidebar_right'   ><div class='container' ><div class='template-page content  av-content-small alpha units'><div class='post-entry post-entry-type-page post-entry-1130'><div class='entry-content-wrapper clearfix'>\n<\/div><\/div><\/div><!-- close content main div --><\/div><\/div><div id='av_section_2' class='avia-section main_color avia-section-default avia-no-border-styling av-section-color-overlay-active avia-bg-style-scroll   container_wrap sidebar_right' style = 'background-color: #eceeef; background-image: '  ><div class='av-section-color-overlay-wrap'><div class='av-section-color-overlay' style='opacity: 0.3; background-color: #ffffff; '><\/div><div class='container' ><div class='template-page content  av-content-small alpha units'><div class='post-entry post-entry-type-page post-entry-1130'><div class='entry-content-wrapper clearfix'>\n<div style='padding-bottom:10px; color:#241f49;font-size:28px;' class='av-special-heading av-special-heading-h3 custom-color-heading blockquote modern-quote   av-inherit-size '><h3 class='av-special-heading-tag '  itemprop=\"headline\"  >Scope of activities<\/h3><div class='special-heading-border'><div class='special-heading-inner-border' style='border-color:#241f49'><\/div><\/div><\/div>\n<div style='height:10px' class='hr hr-invisible  '><span class='hr-inner ' ><span class='hr-inner-style'><\/span><\/span><\/div>\n<div class='flex_column_table av-equal-height-column-flextable -flextable' ><div class=\"flex_column av_one_fourth  flex_column_table_cell av-equal-height-column av-align-top av-zero-column-padding first  \" style='border-radius:0px; '><section class=\"av_textblock_section \"  itemscope=\"itemscope\" itemtype=\"https:\/\/schema.org\/CreativeWork\" ><div class='avia_textblock  '   itemprop=\"text\" ><p><strong><b>How I understand your agenda<\/b><\/strong><\/p>\n<ul>\n<li class=\"ecxMsoListParagraph\">Need to comply with a number of regulatory requirements in the financial services industry<\/li>\n<li class=\"ecxMsoListParagraph\">Thematic areas around core topics: Financial Market Stability, Prudential Operations, Separation &amp; Resolution, Transparency &amp; Reporting, EBA Stress Tests, Compliance, Know-Your-Customer<\/li>\n<li class=\"ecxMsoListParagraph\">Accounting regulations: IFRS 9 Financial Instruments (Classification, Measurement, Impairment, Hedge Accounting), IFRS 15 Revenue Contracts, IFRS 16 Leasing, &#8230;<\/li>\n<li class=\"ecxMsoListParagraph\">Banking Union, Single Supervisory Mechanism SSM, Single Resolution Mechanism SRM, European Deposit Insurance Fund EDIS, CRD-IV package, CRR, SolvV, BRRD, &#8230;<\/li>\n<li class=\"ecxMsoListParagraph\">Basel 2.5, Basel 3, Basel 4, BCBS Papers (239, 306, 309, 319, 347, 352, 355, \u2026)<\/li>\n<li class=\"ecxMsoListParagraph\">MaRisk and ECB requirements reg. ICAAP, ILAAP, SREP<\/li>\n<li class=\"ecxMsoListParagraph\">Capital structure &amp; buffers \/ Bank liabilities structure: Bail-In capital, MREL, TLAC, CET 1<\/li>\n<li class=\"ecxMsoListParagraph\">Leverage Ratio, Liquidity Coverage Ratio (LCR), Net Stable Funding Ratio (NSFR)<\/li>\n<li class=\"ecxMsoListParagraph\">Deposit Insurance Schemes, EDIS<\/li>\n<li class=\"ecxMsoListParagraph\">Reporting requirements: AnaCredit, FINREP 2.0, COREP, Liquidity, \u2026<\/li>\n<li class=\"ecxMsoListParagraph\">Dodd-Frank, Volcker Rule, EMIR, MiFID 2\/ MiFIR<\/li>\n<li class=\"ecxMsoListParagraph\">Clearing via Central Counterparts (CCP), Balance Sheet &amp; Regulatory Netting<\/li>\n<li class=\"ecxMsoListParagraph\">Other international requirements, e.g. FATCA, Financial Transaction Tax<\/li>\n<\/ul>\n<\/div><\/section><\/div><\/div><!--close column table wrapper. Autoclose: 1 --><div class='flex_column_table av-equal-height-column-flextable -flextable' ><div class='av-flex-placeholder'><\/div><div class=\"flex_column av_one_fourth  flex_column_table_cell av-equal-height-column av-align-top av-zero-column-padding   \" style='border-radius:0px; '><section class=\"av_textblock_section \"  itemscope=\"itemscope\" itemtype=\"https:\/\/schema.org\/CreativeWork\" ><div class='avia_textblock  '   itemprop=\"text\" ><p><strong><b>How I understand your goals &amp; challenges<\/b><\/strong><\/p>\n<ul>\n<li class=\"ecxMsoListParagraph\">Appropriate Translation of certain requirements into specific business needs<\/li>\n<li class=\"ecxMsoListParagraph\">Know-How Transfer within organisation via Policies, Opinions, Business Requirement Documentation, and Training<\/li>\n<li class=\"ecxMsoListParagraph\">Building-up adequate interfaces between Business Functional Areas, Finance, Risk, Treasury, Compliance, and IT<\/li>\n<li class=\"ecxMsoListParagraph\">Sustainable reduction of regulatory costs, both regarding the implementation and the ongoing charges<\/li>\n<li class=\"ecxMsoListParagraph\">Timely execution of the regulatory requirements dead-lines, e.g. Reporting packages<\/li>\n<li class=\"ecxMsoListParagraph\">Clearing of Financial Instruments via CCP, e.g. relevant OTC Derivatives, Repos<\/li>\n<li class=\"ecxMsoListParagraph\">Sustainalby enhance investor protection<\/li>\n<li class=\"ecxMsoListParagraph\">Meet investors&#8217; specific expectations, e.g. Leverage Ratio, LCR, NSFR, Bail-in debt<\/li>\n<li class=\"ecxMsoListParagraph\">Ongoing interaction with a number of regulatory authorities (EBA, ECB, Bafin, local Central Banks, FMSA, ESMA, \u2026)<\/li>\n<li class=\"ecxMsoListParagraph\">Definition of the optimal capital and balance sheet structure to sustain revenue potential, e.g. by aligning risk-sensitive CET 1 &amp; non-risk sensitive Leverage Exposrue related Capital ratios<\/li>\n<li class=\"ecxMsoListParagraph\">Implement solid accounting processes for Financial Insruments<\/li>\n<\/ul>\n<\/div><\/section><\/div><\/div><!--close column table wrapper. Autoclose: 1 --><div class='flex_column_table av-equal-height-column-flextable -flextable' ><div class='av-flex-placeholder'><\/div><div class=\"flex_column av_one_fourth  flex_column_table_cell av-equal-height-column av-align-top av-zero-column-padding   \" style='border-radius:0px; '><section class=\"av_textblock_section \"  itemscope=\"itemscope\" itemtype=\"https:\/\/schema.org\/CreativeWork\" ><div class='avia_textblock  '   itemprop=\"text\" ><p><strong>What is my offer<br \/>\n<\/strong><\/p>\n<ul>\n<li class=\"ecxMsoListParagraph\">Translation of komplex regulatory requirements into specific business related needs<\/li>\n<li class=\"ecxMsoListParagraph\">Documentation of Preliminary Studies, Gap-Analyses, and Business Requirements<\/li>\n<li class=\"ecxMsoListParagraph\">Derivation and design of specific execution measures, guidlines, and functional requirements<\/li>\n<li class=\"ecxMsoListParagraph\">Interface between business side and IT<\/li>\n<li class=\"ecxMsoListParagraph\">Consider and execute specific company&#8217;s needs<\/li>\n<li class=\"ecxMsoListParagraph\">Coordinate accross the organisational functions in front &amp; back offices<\/li>\n<li class=\"ecxMsoListParagraph\">Communication to key Stakeholders Decision Bodies (e.g. Asset-Liability Committee ALCO)<\/li>\n<li class=\"ecxMsoListParagraph\">Know-How transfer, Training &amp; Workshops<\/li>\n<\/ul>\n<\/div><\/section><\/div><\/div><!--close column table wrapper. Autoclose: 1 --><div class='flex_column_table av-equal-height-column-flextable -flextable' ><div class='av-flex-placeholder'><\/div><div class=\"flex_column av_one_fourth  flex_column_table_cell av-equal-height-column av-align-top av-zero-column-padding   \" style='border-radius:0px; '><section class=\"av_textblock_section \"  itemscope=\"itemscope\" itemtype=\"https:\/\/schema.org\/CreativeWork\" ><div class='avia_textblock  '   itemprop=\"text\" ><p><strong><b>What are my respective experience &amp; qualification<\/b><\/strong><\/p>\n<ul>\n<li class=\"ecxMsoListParagraph\">Leading a number of regulatory projects and ad-hoc groups on Group and Business Segment level<\/li>\n<li class=\"ecxMsoListParagraph\">Translation of regulatory requirements documentation into business needs (e.g. Bank Levy Regulation, Banking Resolution, EMIR, Dodd-Frank, MiFID2\/MiFIR, BCBS papers)<\/li>\n<li class=\"ecxMsoListParagraph\">Impact &amp; business gap analyses for different business models (Loans, Markets areas), Business &amp; Connectivity analysis for Repo &amp; Sec Finance trades<\/li>\n<li class=\"ecxMsoListParagraph\">Business Case calculations and preliminary studies<\/li>\n<li class=\"ecxMsoListParagraph\">Interface to IT to adjust the Balance Sheet management, Business Requirement Documentation<\/li>\n<li class=\"ecxMsoListParagraph\">IFRS 9 Classification &amp; Measurement, Impairment<\/li>\n<li class=\"ecxMsoListParagraph\">Dodd-Frank incl. Volcker Rule: Reporting solutions via DTCC, Clearing via CCP, Business Conduct Standards, Metrics analysis for trade separation<\/li>\n<li class=\"ecxMsoListParagraph\">Late Clearing and Back Loading of trades with Central Counterparts, Closing-up of bilateral trades<\/li>\n<li class=\"ecxMsoListParagraph\">Two bank levy projects with substantial reduction of regulatory costs<\/li>\n<li class=\"ecxMsoListParagraph\">Leverage Ratio management, Capital Gap Analyses, Modelling and Steering on product and desk level<\/li>\n<li class=\"ecxMsoListParagraph\">Ad-hoc activities and analyses regarding the Financial Transaction Tax, UK Stamp Duty<\/li>\n<li class=\"ecxMsoListParagraph\">Liikanen &#8211; Banking Separation regulation: Derivation and management of prohibited and permitted business activities<\/li>\n<li class=\"ecxMsoListParagraph\">Management of key product drivers (i.a. Repos &amp; Sec Finance, Derivatives, Loans, Deposits)<\/li>\n<li class=\"ecxMsoListParagraph\">Implementation of Balance Sheet Netting via Clearing with CCP<\/li>\n<li class=\"ecxMsoListParagraph\">Management of Leverage Exposure &amp; Leverage Ratio for different product types<\/li>\n<li class=\"ecxMsoListParagraph\">Management Communication of Steering Activities (Group and local ALCO)<\/li>\n<\/ul>\n<\/div><\/section><\/div><\/div><!--close column table wrapper. Autoclose: 1 --><\/div><\/div><\/div><!-- close content main div --><\/div><\/div><\/div><div id='after_section_2' class='main_color av_default_container_wrap container_wrap sidebar_right'   ><div class='container' ><div class='template-page content  av-content-small alpha units'><div class='post-entry post-entry-type-page post-entry-1130'><div class='entry-content-wrapper clearfix'><div class=\"flex_column av_one_half  flex_column_div av-zero-column-padding first  \" style='border-radius:0px; '><section class=\"av_textblock_section \"  itemscope=\"itemscope\" itemtype=\"https:\/\/schema.org\/CreativeWork\" ><div class='avia_textblock  '   itemprop=\"text\" ><p>I also advise and support you on <a href=\"http:\/\/efendiev-interim.com\/en\/businessactivities\/project-management\/\">Project Management<\/a>, <a href=\"http:\/\/efendiev-interim.com\/en\/businessactivities\/banking-finance-treasury\/\">Banking, Finance &amp; Treasury<\/a>, <a href=\"http:\/\/efendiev-interim.com\/en\/businessactivities\/balance-sheet-management\/\">Balance Sheet Management<\/a> and <a href=\"http:\/\/efendiev-interim.com\/en\/businessactivities\/business-development\/\">Business Development<\/a>.<\/p>\n<\/div><\/section><\/div><\/p>\n<div class=\"flex_column av_one_half  flex_column_div av-zero-column-padding   \" style='border-radius:0px; '><div class='avia-button-wrap avia-button-right  '><a href='https:\/\/efendiev-interim.com\/en\/contact\/'  class='avia-button   avia-icon_select-no avia-color-theme-color avia-size-medium avia-position-right '   ><span class='avia_iconbox_title' >CONTACT ME<\/span><\/a><\/div><\/div>\n","protected":false},"excerpt":{"rendered":"","protected":false},"author":1,"featured_media":0,"parent":1120,"menu_order":0,"comment_status":"open","ping_status":"open","template":"","meta":{"footnotes":""},"_links":{"self":[{"href":"https:\/\/efendiev-interim.com\/en\/wp-json\/wp\/v2\/pages\/1130"}],"collection":[{"href":"https:\/\/efendiev-interim.com\/en\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/efendiev-interim.com\/en\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/efendiev-interim.com\/en\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/efendiev-interim.com\/en\/wp-json\/wp\/v2\/comments?post=1130"}],"version-history":[{"count":30,"href":"https:\/\/efendiev-interim.com\/en\/wp-json\/wp\/v2\/pages\/1130\/revisions"}],"predecessor-version":[{"id":1364,"href":"https:\/\/efendiev-interim.com\/en\/wp-json\/wp\/v2\/pages\/1130\/revisions\/1364"}],"up":[{"embeddable":true,"href":"https:\/\/efendiev-interim.com\/en\/wp-json\/wp\/v2\/pages\/1120"}],"wp:attachment":[{"href":"https:\/\/efendiev-interim.com\/en\/wp-json\/wp\/v2\/media?parent=1130"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}